Compliance
Transparency, regulatory compliance, and investor protection are at the core of everything we do.
Our Commitment
Omnex Financial operates under strict regulatory oversight and maintains the highest standards of compliance with applicable financial services regulations.
We are fully licensed and authorized to provide investment services, operating under continuous regulatory supervision to ensure investor protection and market integrity.
Your funds are held in segregated accounts with tier-1 banking institutions, separate from company operational funds, ensuring maximum security and protection.
We maintain robust AML and Know Your Customer (KYC) procedures to prevent financial crime and ensure the integrity of the financial system.
We comply with applicable data protection regulations and employ industry-leading security measures to safeguard your personal and financial information.
Last Updated: January 2025
By accessing and using the Omnex Financial platform, you agree to be bound by these Terms of Service and all applicable laws and regulations. If you do not agree with any of these terms, you are prohibited from using this platform.
You must be at least 18 years of age and legally capable of entering into binding contracts to use our services. By registering, you represent and warrant that you meet these eligibility requirements.
To access investment services, you must complete our registration process and provide accurate, complete information. You are responsible for maintaining the confidentiality of your account credentials and for all activities under your account.
All investments carry risk, including the potential loss of principal. Past performance does not guarantee future results. You acknowledge that you have read and understood the risk disclosures provided for each investment product.
Fees for our services are disclosed in advance and may include management fees, transaction fees, and performance fees. All fees are subject to change with appropriate notice to clients.
We reserve the right to suspend or terminate your account at any time for violation of these terms or applicable laws and regulations. You may close your account at any time, subject to settlement of outstanding obligations.
Last Updated: January 2025
We collect information necessary to provide investment services, including:
Your information is used to:
We employ industry-standard security measures including encryption, secure servers, and regular security audits to protect your information. Access to personal data is restricted to authorized personnel only.
You have the right to access, correct, or delete your personal information. You may also object to certain data processing activities or request data portability. Contact our privacy team to exercise these rights.
IMPORTANT: All investments involve risk, including the potential loss of principal invested. Please read this disclosure carefully before investing.
Corporate Bonds: Subject to credit risk, interest rate risk, and potential early redemption by issuers.
Stocks: Equity investments carry market risk and company-specific risks. Stock prices can be volatile.
REITs: Real estate investments are subject to property market fluctuations, tenant risks, and economic conditions.
Vested Stocks: Pre-IPO and private investments carry heightened risk including illiquidity, lack of public information, and potential complete loss.
Omnex Financial maintains a comprehensive compliance program overseen by experienced compliance professionals and supported by robust policies, procedures, and systems.
We submit regular reports to regulatory authorities and maintain all required registrations. Our compliance team monitors regulatory developments and ensures prompt implementation of new requirements.
We take all complaints seriously and have established procedures for fair and prompt resolution. Clients may submit complaints through our support channels, and unresolved matters may be escalated to relevant regulatory bodies or ombudsman services.
For compliance-related inquiries or to report concerns:
Our compliance and legal team is here to help with any questions about our policies, terms, or regulatory framework.